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Representative Experience
News & Insights
03.11.2026
Client Advisories
SEC Grants Conditional Relief for Foreign Private Issuers on Section 16(a) Insider Reporting
On March 5, 2026, the U.S. Securities and Exchange Commission (SEC) issued conditional relief (Release No. 34-104931) from the insider reporting requirements of Section 16(a) of the Securities Exchange Act of 1934 (the Exchange Act). This exemption applies to directors and officers of certain foreign private issuers (FPIs).
10.20.2025
Insights
Placement Agents and the SEC's Marketing Rule Revisited
The Securities and Exchange Commission’s (“SEC”) Marketing Rule went into full effect three years ago. The Marketing Rule applies a principles-based approach to regulating marketing and advertising by SEC-registered investment advisers (“RIAs”). A major change brought by the Marketing Rule was to include within “advertising” the solicitation activities by placement agents raising capital for private funds, thereby affixing new responsibilities on RIAs.
10.07.2025
Client Advisories
Federal Regulation of Payment Stablecoins Underway
As part of Congress’ effort to provide clarity and legal guidance in digital assets, the Guiding and Establishing National Innovation for U.S. Stablecoins Act, or Genius Act, was signed into law on July 18, 2025. The Genius Act establishes a comprehensive regulatory framework for payment stablecoins.